======Asset Managers======
^ Name  ^  AUM (trillion $)  ^  broker-dealer  ^  ACAT  |
| BlackRock  |  10.5  |  yes  |    |
| Vanguard Group  |  10.4  |  yes  |  X  |
| Charles Schwab  |  10.35  |  yes  |  X  |
| State Street Global Advisors  |  5.1  |  no  |    |
| Fidelity Investments  |  5.9  |  yes  |  X  |
| UBS Asset Management  |  5.9  |  yes  |  X  |
| J.P. Morgan Asset Management  |  4.4  |  yes  |  X  |
| Goldman Sachs Asset Management  |  2.9  |  yes  |  X  |
| Capital Group  |  2.8  |  no  |    |
| Amundi  |  2.6  |  limited  |    |
| Allianz (PIMCO/Allianz Global Investors)  |  2.2  |  no  |    |
| BNY Mellon Investment Management  |  2.1  |  yes  |  X  |
| Invesco  |  2  |  no  |    |
| DWS Group  |  1.1  |  limited  |    |
| T. Rowe Price  |  1.67  |  yes  |  X  |
| Geode Capital Management  |  1.7  |  no  |    |
| PGIM (Prudential Financial)  |  1.5  |  separate  |    |
| Nuveen (TIAA subsidiary)  |  1.3  |  separate  |    |
| Franklin Templeton  |  1.2  |  yes  |  X  |
| Putnam Investments (Franklin Templeton)  |  0.2  |  no  |    |
| Wellington Management  |  1.1  |  no  |    |
| Interactive Brokers  |  0.625  |  yes  |  X  |